CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 57,900 Value ($000) $2,361 Avg Close $32.90 Range $26.57 - $38.75

Q4 2020

Shares 98,500 Value ($000) $3,171 Avg Close $23.03 Range $17.91 - $28.03

Q3 2020

Shares 94,400 Value ($000) $2,047 Avg Close $20.42 Range $17.34 - $23.59

Q2 2020

Shares 49,900 Value ($000) $1,312 Avg Close $21.07 Range $17.12 - $26.05

Q1 2020

Shares 23,200 Value ($000) $533 Avg Close $26.14 Range $14.46 - $31.26

Q1 2019

Shares 33,000 Value ($000) $1,119 Avg Close $29.00 Range $25.45 - $31.52

Q4 2018

Shares 33,200 Value ($000) $1,113 Avg Close $29.64 Range $25.13 - $33.55

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	57,900	$2,361	$32.90	$26.57 - $38.75
Q4 2020	98,500	$3,171	$23.03	$17.91 - $28.03
Q3 2020	94,400	$2,047	$20.42	$17.34 - $23.59
Q2 2020	49,900	$1,312	$21.07	$17.12 - $26.05
Q1 2020	23,200	$533	$26.14	$14.46 - $31.26
Q1 2019	33,000	$1,119	$29.00	$25.45 - $31.52
Q4 2018	33,200	$1,113	$29.64	$25.13 - $33.55