CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

STIFEL FINANCIAL CORP's Holding History (CIK: 0000720672)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 10,408 Value ($000) $266 Avg Close $17.55 Range $16.30 - $19.00

Q1 2014

Shares 15,747 Value ($000) $397 Avg Close $17.79 Range $16.13 - $18.99

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	10,408	$266	$17.55	$16.30 - $19.00
Q1 2014	15,747	$397	$17.79	$16.13 - $18.99