CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

CITIZENS FINANCIAL GROUP INC/RI's Holding History (CIK: 0000759944)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 6,500 Value ($000) $224 Avg Close $37.31 Range $30.01 - $41.37
Q4 2022
Shares 6,500 Value ($000) $265 Avg Close $39.03 Range $34.63 - $42.51
Q3 2022
Shares 6,007 Value ($000) $231 Avg Close $37.20 Range $33.70 - $40.60
Q2 2022
Shares 6,007 Value ($000) $235 Avg Close $36.19 Range $33.13 - $40.11
Q1 2022
Shares 6,007 Value ($000) $269 Avg Close $40.49 Range $37.05 - $42.89
Q4 2021
Shares 6,007 Value ($000) $258 Avg Close $37.61 Range $34.95 - $40.44
Q3 2021
Shares 7,619 Value ($000) $315 Avg Close $33.79 Range $30.68 - $37.22
Q1 2017
Shares 108 Value ($000) $4 Avg Close $28.57 Range $26.57 - $30.80
Q4 2016
Shares 141 Value ($000) $5 Avg Close $25.31 Range $21.51 - $29.06
Q3 2016
Shares 97 Value ($000) $3 Avg Close $22.54 Range $19.58 - $23.61
Q2 2016
Shares 97 Value ($000) $3 Avg Close $21.88 Range $19.48 - $24.06
Q1 2016
Shares 35 Value ($000) $1 Avg Close $20.35 Range $18.76 - $22.85
Q4 2015
Shares 35 Value ($000) $1 Avg Close $23.40 Range $20.61 - $25.37