CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

KENNEDY CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000884589)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 240,739 Value ($000) $8,072 Avg Close $29.64 Range $25.13 - $33.55

Q3 2018

Shares 423,238 Value ($000) $17,539 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 441,312 Value ($000) $17,869 Avg Close $32.03 Range $29.68 - $34.19

Q1 2018

Shares 251,653 Value ($000) $10,061 Avg Close $32.89 Range $30.15 - $34.99

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	240,739	$8,072	$29.64	$25.13 - $33.55
Q3 2018	423,238	$17,539	$32.65	$31.20 - $33.98
Q2 2018	441,312	$17,869	$32.03	$29.68 - $34.19
Q1 2018	251,653	$10,061	$32.89	$30.15 - $34.99