CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

PAYDEN & RYGEL's Holding History (CIK: 0000919219)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 364 Value ($000) $10 Avg Close $20.35 Range $18.76 - $22.85
Q4 2015
Shares 364 Value ($000) $11 Avg Close $23.40 Range $20.61 - $25.37