CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Avantax Planning Partners, Inc.'s Holding History (CIK: 0001005441)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 119 Value ($000) $5 Avg Close $32.89 Range $30.15 - $34.99

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	119	$5	$32.89	$30.15 - $34.99