CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

HBK INVESTMENTS L P's Holding History (CIK: 0001011443)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 10,100 Value ($000) $258 Avg Close $18.19 Range $16.78 - $19.37

Q1 2014

Shares 13,100 Value ($000) $330 Avg Close $17.79 Range $16.13 - $18.99

Q2 2013

Shares 16,000 Value ($000) $326 Avg Close $14.04 Range $12.67 - $14.93

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	10,100	$258	$18.19	$16.78 - $19.37
Q1 2014	13,100	$330	$17.79	$16.13 - $18.99
Q2 2013	16,000	$326	$14.04	$12.67 - $14.93