CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

ZACKS INVESTMENT MANAGEMENT's Holding History (CIK: 0001086483)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 26,926 Value ($000) $829 Avg Close $22.54 Range $19.58 - $23.61

Q2 2016

Shares 32,740 Value ($000) $923 Avg Close $21.88 Range $19.48 - $24.06

Q3 2015

Shares 12,518 Value ($000) $375 Avg Close $22.68 Range $19.99 - $25.20

Q1 2015

Shares 11,738 Value ($000) $334 Avg Close $18.56 Range $16.46 - $20.57

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	26,926	$829	$22.54	$19.58 - $23.61
Q2 2016	32,740	$923	$21.88	$19.48 - $24.06
Q3 2015	12,518	$375	$22.68	$19.99 - $25.20
Q1 2015	11,738	$334	$18.56	$16.46 - $20.57