CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

SCHRODER INVESTMENT MANAGEMENT GROUP's Holding History (CIK: 0001086619)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 2,900 Value ($000) $117 Avg Close $28.07 Range $25.95 - $31.21

Q2 2017

Shares 19,400 Value ($000) $739 Avg Close $28.40 Range $26.44 - $30.20

Q1 2017

Shares 16,500 Value ($000) $628 Avg Close $28.57 Range $26.57 - $30.80

Q4 2016

Shares 24,300 Value ($000) $924 Avg Close $25.31 Range $21.51 - $29.06

Q3 2016

Shares 30,600 Value ($000) $942 Avg Close $22.54 Range $19.58 - $23.61

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	2,900	$117	$28.07	$25.95 - $31.21
Q2 2017	19,400	$739	$28.40	$26.44 - $30.20
Q1 2017	16,500	$628	$28.57	$26.57 - $30.80
Q4 2016	24,300	$924	$25.31	$21.51 - $29.06
Q3 2016	30,600	$942	$22.54	$19.58 - $23.61