CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

SUN LIFE FINANCIAL INC's Holding History (CIK: 0001097362)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 16,012 Value ($000) $556 Avg Close $27.99 Range $25.52 - $30.20

Q2 2019

Shares 15,922 Value ($000) $572 Avg Close $28.25 Range $26.68 - $29.79

Q1 2019

Shares 15,922 Value ($000) $540 Avg Close $29.00 Range $25.45 - $31.52

Q4 2018

Shares 13,284 Value ($000) $445 Avg Close $29.64 Range $25.13 - $33.55

Q3 2018

Shares 13,217 Value ($000) $548 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 12,166 Value ($000) $493 Avg Close $32.03 Range $29.68 - $34.19

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	16,012	$556	$27.99	$25.52 - $30.20
Q2 2019	15,922	$572	$28.25	$26.68 - $29.79
Q1 2019	15,922	$540	$29.00	$25.45 - $31.52
Q4 2018	13,284	$445	$29.64	$25.13 - $33.55
Q3 2018	13,217	$548	$32.65	$31.20 - $33.98
Q2 2018	12,166	$493	$32.03	$29.68 - $34.19