CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 111,140 Value ($000) $5,378 Avg Close $47.87 Range $44.26 - $51.95

Q3 2025

Shares 118,352 Value ($000) $5,682 Avg Close $47.51 Range $43.06 - $50.72

Q2 2025

Shares 510,686 Value ($000) $23,252 Avg Close $41.69 Range $35.29 - $45.41

Q1 2025

Shares 1,033,294 Value ($000) $44,463 Avg Close $44.69 Range $40.84 - $47.95

Q4 2024

Shares 233,928 Value ($000) $11,137 Avg Close $46.63 Range $39.65 - $53.36

Q3 2024

Shares 258,449 Value ($000) $11,100 Avg Close $40.18 Range $34.60 - $43.94

Q2 2024

Shares 326,633 Value ($000) $12,321 Avg Close $34.52 Range $32.14 - $36.68

Q1 2024

Shares 227,980 Value ($000) $8,624 Avg Close $38.17 Range $34.72 - $42.43

Q4 2023

Shares 861,364 Value ($000) $38,391 Avg Close $35.05 Range $29.89 - $42.99

Q3 2023

Shares 727,512 Value ($000) $25,288 Avg Close $33.06 Range $29.03 - $36.18

Q2 2023

Shares 644,178 Value ($000) $20,736 Avg Close $29.09 Range $24.85 - $32.58

Q1 2023

Shares 517,235 Value ($000) $17,855 Avg Close $37.31 Range $30.01 - $41.37

Q4 2022

Shares 202,193 Value ($000) $8,249 Avg Close $39.03 Range $34.63 - $42.51

Q3 2022

Shares 162,928 Value ($000) $6,266 Avg Close $37.20 Range $33.70 - $40.60

Q2 2022

Shares 175,766 Value ($000) $6,881 Avg Close $36.19 Range $33.13 - $40.11

Q1 2022

Shares 123,958 Value ($000) $5,547 Avg Close $40.49 Range $37.05 - $42.89

Q4 2021

Shares 300,318 Value ($000) $12,911 Avg Close $37.61 Range $34.95 - $40.44

Q3 2021

Shares 288,073 Value ($000) $11,923 Avg Close $33.79 Range $30.68 - $37.22

Q2 2021

Shares 291,665 Value ($000) $11,480 Avg Close $35.41 Range $33.07 - $37.26

Q1 2021

Shares 293,639 Value ($000) $11,975 Avg Close $32.90 Range $26.57 - $38.75

Q4 2020

Shares 311,180 Value ($000) $10,017 Avg Close $23.03 Range $17.91 - $28.03

Q3 2020

Shares 293,492 Value ($000) $6,363 Avg Close $20.42 Range $17.34 - $23.59

Q2 2020

Shares 266,709 Value ($000) $7,014 Avg Close $21.07 Range $17.12 - $26.05

Q1 2020

Shares 209,527 Value ($000) $4,809 Avg Close $26.14 Range $14.46 - $31.26

Q4 2019

Shares 238,960 Value ($000) $9,092 Avg Close $29.62 Range $27.07 - $31.70

Q3 2019

Shares 222,200 Value ($000) $7,718 Avg Close $27.99 Range $25.52 - $30.20

Q2 2019

Shares 228,941 Value ($000) $8,221 Avg Close $28.25 Range $26.68 - $29.79

Q1 2019

Shares 201,963 Value ($000) $6,849 Avg Close $29.00 Range $25.45 - $31.52

Q4 2018

Shares 198,674 Value ($000) $6,662 Avg Close $29.64 Range $25.13 - $33.55

Q3 2018

Shares 138,455 Value ($000) $5,738 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 134,064 Value ($000) $5,428 Avg Close $32.03 Range $29.68 - $34.19

Q1 2018

Shares 180,089 Value ($000) $7,200 Avg Close $32.89 Range $30.15 - $34.99

Q4 2017

Shares 186,117 Value ($000) $7,849 Avg Close $31.93 Range $29.58 - $34.76

Q3 2017

Shares 193,239 Value ($000) $7,768 Avg Close $28.07 Range $25.95 - $31.21

Q2 2017

Shares 224,344 Value ($000) $8,514 Avg Close $28.40 Range $26.44 - $30.20

Q1 2017

Shares 177,429 Value ($000) $6,686 Avg Close $28.57 Range $26.57 - $30.80

Q4 2016

Shares 171,926 Value ($000) $6,538 Avg Close $25.31 Range $21.51 - $29.06

Q3 2016

Shares 133,940 Value ($000) $4,123 Avg Close $22.54 Range $19.58 - $23.61

Q2 2016

Shares 77,861 Value ($000) $2,196 Avg Close $21.88 Range $19.48 - $24.06

Q1 2016

Shares 108,605 Value ($000) $3,077 Avg Close $20.35 Range $18.76 - $22.85

Q4 2015

Shares 133,295 Value ($000) $4,176 Avg Close $23.40 Range $20.61 - $25.37

Q3 2015

Shares 91,253 Value ($000) $2,734 Avg Close $22.68 Range $19.99 - $25.20

Q2 2015

Shares 83,981 Value ($000) $2,725 Avg Close $21.86 Range $20.16 - $24.32

Q1 2015

Shares 83,907 Value ($000) $2,387 Avg Close $18.56 Range $16.46 - $20.57

Q4 2014

Shares 52,525 Value ($000) $1,344 Avg Close $18.19 Range $16.78 - $19.37

Q3 2014

Shares 43,406 Value ($000) $1,078 Avg Close $18.44 Range $17.64 - $19.36

Q2 2014

Shares 43,806 Value ($000) $1,120 Avg Close $17.55 Range $16.30 - $19.00

Q1 2014

Shares 75,680 Value ($000) $1,906 Avg Close $17.79 Range $16.13 - $18.99

Q4 2013

Shares 61,077 Value ($000) $1,633 Avg Close $18.01 Range $16.20 - $19.86

Q3 2013

Shares 22,001 Value ($000) $514 Avg Close $16.39 Range $14.47 - $17.62

Q2 2013

Shares 11,571 Value ($000) $235 Avg Close $14.04 Range $12.67 - $14.93

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	111,140	$5,378	$47.87	$44.26 - $51.95
Q3 2025	118,352	$5,682	$47.51	$43.06 - $50.72
Q2 2025	510,686	$23,252	$41.69	$35.29 - $45.41
Q1 2025	1,033,294	$44,463	$44.69	$40.84 - $47.95
Q4 2024	233,928	$11,137	$46.63	$39.65 - $53.36
Q3 2024	258,449	$11,100	$40.18	$34.60 - $43.94
Q2 2024	326,633	$12,321	$34.52	$32.14 - $36.68
Q1 2024	227,980	$8,624	$38.17	$34.72 - $42.43
Q4 2023	861,364	$38,391	$35.05	$29.89 - $42.99
Q3 2023	727,512	$25,288	$33.06	$29.03 - $36.18
Q2 2023	644,178	$20,736	$29.09	$24.85 - $32.58
Q1 2023	517,235	$17,855	$37.31	$30.01 - $41.37
Q4 2022	202,193	$8,249	$39.03	$34.63 - $42.51
Q3 2022	162,928	$6,266	$37.20	$33.70 - $40.60
Q2 2022	175,766	$6,881	$36.19	$33.13 - $40.11
Q1 2022	123,958	$5,547	$40.49	$37.05 - $42.89
Q4 2021	300,318	$12,911	$37.61	$34.95 - $40.44
Q3 2021	288,073	$11,923	$33.79	$30.68 - $37.22
Q2 2021	291,665	$11,480	$35.41	$33.07 - $37.26
Q1 2021	293,639	$11,975	$32.90	$26.57 - $38.75
Q4 2020	311,180	$10,017	$23.03	$17.91 - $28.03
Q3 2020	293,492	$6,363	$20.42	$17.34 - $23.59
Q2 2020	266,709	$7,014	$21.07	$17.12 - $26.05
Q1 2020	209,527	$4,809	$26.14	$14.46 - $31.26
Q4 2019	238,960	$9,092	$29.62	$27.07 - $31.70
Q3 2019	222,200	$7,718	$27.99	$25.52 - $30.20
Q2 2019	228,941	$8,221	$28.25	$26.68 - $29.79
Q1 2019	201,963	$6,849	$29.00	$25.45 - $31.52
Q4 2018	198,674	$6,662	$29.64	$25.13 - $33.55
Q3 2018	138,455	$5,738	$32.65	$31.20 - $33.98
Q2 2018	134,064	$5,428	$32.03	$29.68 - $34.19
Q1 2018	180,089	$7,200	$32.89	$30.15 - $34.99
Q4 2017	186,117	$7,849	$31.93	$29.58 - $34.76
Q3 2017	193,239	$7,768	$28.07	$25.95 - $31.21
Q2 2017	224,344	$8,514	$28.40	$26.44 - $30.20
Q1 2017	177,429	$6,686	$28.57	$26.57 - $30.80
Q4 2016	171,926	$6,538	$25.31	$21.51 - $29.06
Q3 2016	133,940	$4,123	$22.54	$19.58 - $23.61
Q2 2016	77,861	$2,196	$21.88	$19.48 - $24.06
Q1 2016	108,605	$3,077	$20.35	$18.76 - $22.85
Q4 2015	133,295	$4,176	$23.40	$20.61 - $25.37
Q3 2015	91,253	$2,734	$22.68	$19.99 - $25.20
Q2 2015	83,981	$2,725	$21.86	$20.16 - $24.32
Q1 2015	83,907	$2,387	$18.56	$16.46 - $20.57
Q4 2014	52,525	$1,344	$18.19	$16.78 - $19.37
Q3 2014	43,406	$1,078	$18.44	$17.64 - $19.36
Q2 2014	43,806	$1,120	$17.55	$16.30 - $19.00
Q1 2014	75,680	$1,906	$17.79	$16.13 - $18.99
Q4 2013	61,077	$1,633	$18.01	$16.20 - $19.86
Q3 2013	22,001	$514	$16.39	$14.47 - $17.62
Q2 2013	11,571	$235	$14.04	$12.67 - $14.93