CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Zurich Insurance Group Ltd/FI's Holding History (CIK: 0001127799)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 29,700 Value ($000) $996 Avg Close $29.64 Range $25.13 - $33.55

Q1 2018

Shares 19,900 Value ($000) $796 Avg Close $32.89 Range $30.15 - $34.99

Q4 2017

Shares 19,900 Value ($000) $839 Avg Close $31.93 Range $29.58 - $34.76

Q2 2017

Shares 23,400 Value ($000) $888 Avg Close $28.40 Range $26.44 - $30.20

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	29,700	$996	$29.64	$25.13 - $33.55
Q1 2018	19,900	$796	$32.89	$30.15 - $34.99
Q4 2017	19,900	$839	$31.93	$29.58 - $34.76
Q2 2017	23,400	$888	$28.40	$26.44 - $30.20