CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 2,525 Value ($000) $71 Avg Close $21.88 Range $19.48 - $24.06

Q1 2016

Shares 2,525 Value ($000) $72 Avg Close $20.35 Range $18.76 - $22.85

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	2,525	$71	$21.88	$19.48 - $24.06
Q1 2016	2,525	$72	$20.35	$18.76 - $22.85