CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 5,410 Value ($000) $219 Avg Close $32.03 Range $29.68 - $34.19
Q2 2017
Shares 9,289 Value ($000) $354 Avg Close $28.40 Range $26.44 - $30.20
Q1 2017
Shares 7,067 Value ($000) $266 Avg Close $28.57 Range $26.57 - $30.80
Q3 2016
Shares 11,400 Value ($000) $352 Avg Close $22.54 Range $19.58 - $23.61
Q1 2016
Shares 23,763 Value ($000) $671 Avg Close $20.35 Range $18.76 - $22.85
Q1 2014
Shares 8,106 Value ($000) $204 Avg Close $17.79 Range $16.13 - $18.99
Q4 2013
Shares 9,423 Value ($000) $252 Avg Close $18.01 Range $16.20 - $19.86
Q2 2013
Shares 10,713 Value ($000) $217 Avg Close $14.04 Range $12.67 - $14.93
Q1 2013
Shares 17,202 Value ($000) $347 Avg Close $14.04 Range $13.32 - $14.71
Q4 2012
Shares 90,741 Value ($000) $1,719 Avg Close — Range —