CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

MASON STREET ADVISORS, LLC's Holding History (CIK: 0001167711)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 39,992 Value ($000) $1,287 Avg Close $23.03 Range $17.91 - $28.03

Q3 2020

Shares 40,057 Value ($000) $868 Avg Close $20.42 Range $17.34 - $23.59

Q2 2020

Shares 41,416 Value ($000) $1,089 Avg Close $21.07 Range $17.12 - $26.05

Q1 2020

Shares 40,275 Value ($000) $924 Avg Close $26.14 Range $14.46 - $31.26

Q4 2019

Shares 40,275 Value ($000) $1,532 Avg Close $29.62 Range $27.07 - $31.70

Q3 2019

Shares 39,765 Value ($000) $1,381 Avg Close $27.99 Range $25.52 - $30.20

Q2 2019

Shares 40,705 Value ($000) $1,462 Avg Close $28.25 Range $26.68 - $29.79

Q1 2019

Shares 40,668 Value ($000) $1,379 Avg Close $29.00 Range $25.45 - $31.52

Q4 2018

Shares 40,344 Value ($000) $1,353 Avg Close $29.64 Range $25.13 - $33.55

Q3 2018

Shares 39,647 Value ($000) $1,643 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 39,167 Value ($000) $1,586 Avg Close $32.03 Range $29.68 - $34.19

Q1 2018

Shares 38,298 Value ($000) $1,531 Avg Close $32.89 Range $30.15 - $34.99

Q4 2017

Shares 37,428 Value ($000) $1,578 Avg Close $31.93 Range $29.58 - $34.76

Q3 2017

Shares 37,693 Value ($000) $1,515 Avg Close $28.07 Range $25.95 - $31.21

Q2 2017

Shares 36,659 Value ($000) $1,391 Avg Close $28.40 Range $26.44 - $30.20

Q1 2017

Shares 35,357 Value ($000) $1,332 Avg Close $28.57 Range $26.57 - $30.80

Q4 2016

Shares 34,610 Value ($000) $1,316 Avg Close $25.31 Range $21.51 - $29.06

Q2 2016

Shares 33,439 Value ($000) $943 Avg Close $21.88 Range $19.48 - $24.06

Q1 2016

Shares 32,230 Value ($000) $913 Avg Close $20.35 Range $18.76 - $22.85

Q4 2015

Shares 31,553 Value ($000) $989 Avg Close $23.40 Range $20.61 - $25.37

Q3 2015

Shares 31,591 Value ($000) $946 Avg Close $22.68 Range $19.99 - $25.20

Q2 2015

Shares 30,123 Value ($000) $977 Avg Close $21.86 Range $20.16 - $24.32

Q1 2015

Shares 29,898 Value ($000) $851 Avg Close $18.56 Range $16.46 - $20.57

Q4 2014

Shares 28,988 Value ($000) $742 Avg Close $18.19 Range $16.78 - $19.37

Q3 2014

Shares 29,079 Value ($000) $722 Avg Close $18.44 Range $17.64 - $19.36

Q2 2014

Shares 28,759 Value ($000) $735 Avg Close $17.55 Range $16.30 - $19.00

Q1 2014

Shares 29,470 Value ($000) $742 Avg Close $17.79 Range $16.13 - $18.99

Q4 2013

Shares 29,120 Value ($000) $778 Avg Close $18.01 Range $16.20 - $19.86

Q3 2013

Shares 29,160 Value ($000) $681 Avg Close $16.39 Range $14.47 - $17.62

Q2 2013

Shares 28,730 Value ($000) $585 Avg Close $14.04 Range $12.67 - $14.93

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	39,992	$1,287	$23.03	$17.91 - $28.03
Q3 2020	40,057	$868	$20.42	$17.34 - $23.59
Q2 2020	41,416	$1,089	$21.07	$17.12 - $26.05
Q1 2020	40,275	$924	$26.14	$14.46 - $31.26
Q4 2019	40,275	$1,532	$29.62	$27.07 - $31.70
Q3 2019	39,765	$1,381	$27.99	$25.52 - $30.20
Q2 2019	40,705	$1,462	$28.25	$26.68 - $29.79
Q1 2019	40,668	$1,379	$29.00	$25.45 - $31.52
Q4 2018	40,344	$1,353	$29.64	$25.13 - $33.55
Q3 2018	39,647	$1,643	$32.65	$31.20 - $33.98
Q2 2018	39,167	$1,586	$32.03	$29.68 - $34.19
Q1 2018	38,298	$1,531	$32.89	$30.15 - $34.99
Q4 2017	37,428	$1,578	$31.93	$29.58 - $34.76
Q3 2017	37,693	$1,515	$28.07	$25.95 - $31.21
Q2 2017	36,659	$1,391	$28.40	$26.44 - $30.20
Q1 2017	35,357	$1,332	$28.57	$26.57 - $30.80
Q4 2016	34,610	$1,316	$25.31	$21.51 - $29.06
Q2 2016	33,439	$943	$21.88	$19.48 - $24.06
Q1 2016	32,230	$913	$20.35	$18.76 - $22.85
Q4 2015	31,553	$989	$23.40	$20.61 - $25.37
Q3 2015	31,591	$946	$22.68	$19.99 - $25.20
Q2 2015	30,123	$977	$21.86	$20.16 - $24.32
Q1 2015	29,898	$851	$18.56	$16.46 - $20.57
Q4 2014	28,988	$742	$18.19	$16.78 - $19.37
Q3 2014	29,079	$722	$18.44	$17.64 - $19.36
Q2 2014	28,759	$735	$17.55	$16.30 - $19.00
Q1 2014	29,470	$742	$17.79	$16.13 - $18.99
Q4 2013	29,120	$778	$18.01	$16.20 - $19.86
Q3 2013	29,160	$681	$16.39	$14.47 - $17.62
Q2 2013	28,730	$585	$14.04	$12.67 - $14.93