CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

OPPENHEIMER ASSET MANAGEMENT INC.'s Holding History (CIK: 0001269119)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 2,412 Value ($000) $55 Avg Close $26.14 Range $14.46 - $31.26
Q4 2019
Shares 2,420 Value ($000) $92 Avg Close $29.62 Range $27.07 - $31.70
Q3 2019
Shares 2,393 Value ($000) $83 Avg Close $27.99 Range $25.52 - $30.20
Q2 2019
Shares 1,818 Value ($000) $65 Avg Close $28.25 Range $26.68 - $29.79
Q1 2019
Shares 1,830 Value ($000) $62 Avg Close $29.00 Range $25.45 - $31.52
Q4 2018
Shares 1,696 Value ($000) $57 Avg Close $29.64 Range $25.13 - $33.55
Q3 2017
Shares 1,901 Value ($000) $76 Avg Close $28.07 Range $25.95 - $31.21
Q2 2017
Shares 1,875 Value ($000) $71 Avg Close $28.40 Range $26.44 - $30.20
Q1 2017
Shares 1,853 Value ($000) $70 Avg Close $28.57 Range $26.57 - $30.80