CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 4,094 Value ($000) $89 Avg Close $20.42 Range $17.34 - $23.59
Q2 2020
Shares 4,690 Value ($000) $123 Avg Close $21.07 Range $17.12 - $26.05
Q1 2020
Shares 4,946 Value ($000) $114 Avg Close $26.14 Range $14.46 - $31.26
Q4 2019
Shares 5,123 Value ($000) $195 Avg Close $29.62 Range $27.07 - $31.70
Q3 2019
Shares 5,249 Value ($000) $182 Avg Close $27.99 Range $25.52 - $30.20
Q2 2019
Shares 5,308 Value ($000) $191 Avg Close $28.25 Range $26.68 - $29.79
Q1 2019
Shares 5,450 Value ($000) $185 Avg Close $29.00 Range $25.45 - $31.52
Q4 2018
Shares 5,496 Value ($000) $184 Avg Close $29.64 Range $25.13 - $33.55
Q4 2016
Shares 1,800 Value ($000) $68 Avg Close $25.31 Range $21.51 - $29.06
Q3 2016
Shares 1,800 Value ($000) $55 Avg Close $22.54 Range $19.58 - $23.61
Q2 2016
Shares 1,900 Value ($000) $54 Avg Close $21.88 Range $19.48 - $24.06
Q1 2016
Shares 2,000 Value ($000) $57 Avg Close $20.35 Range $18.76 - $22.85
Q4 2015
Shares 2,000 Value ($000) $63 Avg Close $23.40 Range $20.61 - $25.37
Q3 2015
Shares 2,000 Value ($000) $60 Avg Close $22.68 Range $19.99 - $25.20
Q2 2015
Shares 2,100 Value ($000) $68 Avg Close $21.86 Range $20.16 - $24.32
Q1 2015
Shares 2,200 Value ($000) $63 Avg Close $18.56 Range $16.46 - $20.57
Q4 2014
Shares 2,100 Value ($000) $54 Avg Close $18.19 Range $16.78 - $19.37
Q3 2014
Shares 2,100 Value ($000) $52 Avg Close $18.44 Range $17.64 - $19.36
Q2 2014
Shares 2,200 Value ($000) $56 Avg Close $17.55 Range $16.30 - $19.00
Q1 2014
Shares 2,300 Value ($000) $58 Avg Close $17.79 Range $16.13 - $18.99
Q4 2013
Shares 2,300 Value ($000) $61 Avg Close $18.01 Range $16.20 - $19.86
Q3 2013
Shares 2,200 Value ($000) $51 Avg Close $16.39 Range $14.47 - $17.62
Q2 2013
Shares 2,300 Value ($000) $47 Avg Close $14.04 Range $12.67 - $14.93