CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Aperio Group, LLC's Holding History (CIK: 0001364615)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 79,303 Value ($000) $2,553 Avg Close $23.03 Range $17.91 - $28.03

Q3 2020

Shares 99,799 Value ($000) $2,164 Avg Close $20.42 Range $17.34 - $23.59

Q2 2020

Shares 84,007 Value ($000) $2,209 Avg Close $21.07 Range $17.12 - $26.05

Q1 2020

Shares 51,363 Value ($000) $1,179 Avg Close $26.14 Range $14.46 - $31.26

Q4 2019

Shares 75,499 Value ($000) $2,873 Avg Close $29.62 Range $27.07 - $31.70

Q3 2019

Shares 63,723 Value ($000) $2,213 Avg Close $27.99 Range $25.52 - $30.20

Q2 2019

Shares 102,151 Value ($000) $3,668 Avg Close $28.25 Range $26.68 - $29.79

Q1 2019

Shares 62,648 Value ($000) $2,124 Avg Close $29.00 Range $25.45 - $31.52

Q4 2018

Shares 25,151 Value ($000) $843 Avg Close $29.64 Range $25.13 - $33.55

Q3 2018

Shares 25,562 Value ($000) $1,059 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 23,404 Value ($000) $948 Avg Close $32.03 Range $29.68 - $34.19

Q1 2018

Shares 22,568 Value ($000) $902 Avg Close $32.89 Range $30.15 - $34.99

Q4 2017

Shares 23,086 Value ($000) $974 Avg Close $31.93 Range $29.58 - $34.76

Q3 2017

Shares 21,618 Value ($000) $869 Avg Close $28.07 Range $25.95 - $31.21

Q2 2017

Shares 21,459 Value ($000) $814 Avg Close $28.40 Range $26.44 - $30.20

Q1 2017

Shares 13,965 Value ($000) $526 Avg Close $28.57 Range $26.57 - $30.80

Q4 2016

Shares 11,763 Value ($000) $447 Avg Close $25.31 Range $21.51 - $29.06

Q3 2016

Shares 10,728 Value ($000) $330 Avg Close $22.54 Range $19.58 - $23.61

Q2 2016

Shares 10,887 Value ($000) $307 Avg Close $21.88 Range $19.48 - $24.06

Q1 2016

Shares 10,926 Value ($000) $310 Avg Close $20.35 Range $18.76 - $22.85

Q4 2015

Shares 9,214 Value ($000) $289 Avg Close $23.40 Range $20.61 - $25.37

Q3 2015

Shares 8,470 Value ($000) $254 Avg Close $22.68 Range $19.99 - $25.20

Q2 2015

Shares 8,416 Value ($000) $273 Avg Close $21.86 Range $20.16 - $24.32

Q1 2015

Shares 8,685 Value ($000) $247 Avg Close $18.56 Range $16.46 - $20.57

Q4 2014

Shares 8,123 Value ($000) $208 Avg Close $18.19 Range $16.78 - $19.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	79,303	$2,553	$23.03	$17.91 - $28.03
Q3 2020	99,799	$2,164	$20.42	$17.34 - $23.59
Q2 2020	84,007	$2,209	$21.07	$17.12 - $26.05
Q1 2020	51,363	$1,179	$26.14	$14.46 - $31.26
Q4 2019	75,499	$2,873	$29.62	$27.07 - $31.70
Q3 2019	63,723	$2,213	$27.99	$25.52 - $30.20
Q2 2019	102,151	$3,668	$28.25	$26.68 - $29.79
Q1 2019	62,648	$2,124	$29.00	$25.45 - $31.52
Q4 2018	25,151	$843	$29.64	$25.13 - $33.55
Q3 2018	25,562	$1,059	$32.65	$31.20 - $33.98
Q2 2018	23,404	$948	$32.03	$29.68 - $34.19
Q1 2018	22,568	$902	$32.89	$30.15 - $34.99
Q4 2017	23,086	$974	$31.93	$29.58 - $34.76
Q3 2017	21,618	$869	$28.07	$25.95 - $31.21
Q2 2017	21,459	$814	$28.40	$26.44 - $30.20
Q1 2017	13,965	$526	$28.57	$26.57 - $30.80
Q4 2016	11,763	$447	$25.31	$21.51 - $29.06
Q3 2016	10,728	$330	$22.54	$19.58 - $23.61
Q2 2016	10,887	$307	$21.88	$19.48 - $24.06
Q1 2016	10,926	$310	$20.35	$18.76 - $22.85
Q4 2015	9,214	$289	$23.40	$20.61 - $25.37
Q3 2015	8,470	$254	$22.68	$19.99 - $25.20
Q2 2015	8,416	$273	$21.86	$20.16 - $24.32
Q1 2015	8,685	$247	$18.56	$16.46 - $20.57
Q4 2014	8,123	$208	$18.19	$16.78 - $19.37