CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 10,040 Value ($000) $323 Avg Close $23.03 Range $17.91 - $28.03

Q3 2017

Shares 120,036 Value ($000) $4,825 Avg Close $28.07 Range $25.95 - $31.21

Q4 2015

Shares 281,478 Value ($000) $8,819 Avg Close $23.40 Range $20.61 - $25.37

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	10,040	$323	$23.03	$17.91 - $28.03
Q3 2017	120,036	$4,825	$28.07	$25.95 - $31.21
Q4 2015	281,478	$8,819	$23.40	$20.61 - $25.37