CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q2 2024

Shares 13,593 Value ($000) $513 Avg Close $34.52 Range $32.14 - $36.68

Q2 2016

Shares 51,400 Value ($000) $1,449 Avg Close $21.88 Range $19.48 - $24.06

Q1 2016

Shares 18,800 Value ($000) $532 Avg Close $20.35 Range $18.76 - $22.85

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2024	13,593	$513	$34.52	$32.14 - $36.68
Q2 2016	51,400	$1,449	$21.88	$19.48 - $24.06
Q1 2016	18,800	$532	$20.35	$18.76 - $22.85