CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Horizon Investment Services, LLC's Holding History (CIK: 0001426940)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 4,939 Value ($000) $208 Avg Close $31.93 Range $29.58 - $34.76

Q3 2017

Shares 6,607 Value ($000) $266 Avg Close $28.07 Range $25.95 - $31.21

Q2 2017

Shares 6,516 Value ($000) $247 Avg Close $28.40 Range $26.44 - $30.20

Q1 2017

Shares 7,431 Value ($000) $280 Avg Close $28.57 Range $26.57 - $30.80

Q4 2016

Shares 6,949 Value ($000) $264 Avg Close $25.31 Range $21.51 - $29.06

Q3 2016

Shares 7,161 Value ($000) $220 Avg Close $22.54 Range $19.58 - $23.61

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	4,939	$208	$31.93	$29.58 - $34.76
Q3 2017	6,607	$266	$28.07	$25.95 - $31.21
Q2 2017	6,516	$247	$28.40	$26.44 - $30.20
Q1 2017	7,431	$280	$28.57	$26.57 - $30.80
Q4 2016	6,949	$264	$25.31	$21.51 - $29.06
Q3 2016	7,161	$220	$22.54	$19.58 - $23.61