CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 26 Value ($000) $1 Avg Close $33.06 Range $29.03 - $36.18

Q2 2023

Shares 26 Value ($000) $1 Avg Close $29.09 Range $24.85 - $32.58

Q1 2023

Shares 25 Value ($000) $1 Avg Close $37.31 Range $30.01 - $41.37

Q4 2022

Shares 8 Value ($000) $0 Avg Close $39.03 Range $34.63 - $42.51

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	26	$1	$33.06	$29.03 - $36.18
Q2 2023	26	$1	$29.09	$24.85 - $32.58
Q1 2023	25	$1	$37.31	$30.01 - $41.37
Q4 2022	8	$0	$39.03	$34.63 - $42.51