CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

OXFORD ASSET MANAGEMENT LLP's Holding History (CIK: 0001438284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 47,811 Value ($000) $1,661 Avg Close $27.99 Range $25.52 - $30.20

Q2 2019

Shares 43,771 Value ($000) $1,572 Avg Close $28.25 Range $26.68 - $29.79

Q1 2019

Shares 48,455 Value ($000) $1,643 Avg Close $29.00 Range $25.45 - $31.52

Q3 2018

Shares 8,245 Value ($000) $342 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 22,530 Value ($000) $921 Avg Close $32.03 Range $29.68 - $34.19

Q2 2017

Shares 10,957 Value ($000) $416 Avg Close $28.40 Range $26.44 - $30.20

Q1 2017

Shares 5,948 Value ($000) $224 Avg Close $28.57 Range $26.57 - $30.80

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	47,811	$1,661	$27.99	$25.52 - $30.20
Q2 2019	43,771	$1,572	$28.25	$26.68 - $29.79
Q1 2019	48,455	$1,643	$29.00	$25.45 - $31.52
Q3 2018	8,245	$342	$32.65	$31.20 - $33.98
Q2 2018	22,530	$921	$32.03	$29.68 - $34.19
Q2 2017	10,957	$416	$28.40	$26.44 - $30.20
Q1 2017	5,948	$224	$28.57	$26.57 - $30.80