CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Alyeska Investment Group, L.P.'s Holding History (CIK: 0001453072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 50,308 Value ($000) $1,425 Avg Close $20.35 Range $18.76 - $22.85