CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023

Shares 13,230 Value ($000) $426 Avg Close $29.09 Range $24.85 - $32.58

Q4 2014

Shares 360 Value ($000) $9 Avg Close $18.19 Range $16.78 - $19.37

Q2 2014

Shares 360 Value ($000) $9,202 Avg Close $17.55 Range $16.30 - $19.00

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2023	13,230	$426	$29.09	$24.85 - $32.58
Q4 2014	360	$9	$18.19	$16.78 - $19.37
Q2 2014	360	$9,202	$17.55	$16.30 - $19.00