CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Parallax Volatility Advisers, L.P.'s Holding History (CIK: 0001521001)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 1,259 Value ($000) $43 Avg Close $29.00 Range $25.45 - $31.52

Q3 2018

Shares 432 Value ($000) $18 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 353 Value ($000) $14 Avg Close $32.03 Range $29.68 - $34.19

Q1 2018

Shares 51 Value ($000) $2 Avg Close $32.89 Range $30.15 - $34.99

Q4 2017

Shares 11,592 Value ($000) $489 Avg Close $31.93 Range $29.58 - $34.76

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	1,259	$43	$29.00	$25.45 - $31.52
Q3 2018	432	$18	$32.65	$31.20 - $33.98
Q2 2018	353	$14	$32.03	$29.68 - $34.19
Q1 2018	51	$2	$32.89	$30.15 - $34.99
Q4 2017	11,592	$489	$31.93	$29.58 - $34.76