CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 15,392 Value ($000) $745 Avg Close $47.87 Range $44.26 - $51.95

Q2 2025

Shares 13,610 Value ($000) $620 Avg Close $41.69 Range $35.29 - $45.41

Q1 2025

Shares 7 Value ($000) $0 Avg Close $44.69 Range $40.84 - $47.95

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	15,392	$745	$47.87	$44.26 - $51.95
Q2 2025	13,610	$620	$41.69	$35.29 - $45.41
Q1 2025	7	$0	$44.69	$40.84 - $47.95