CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Cerity Partners LLC's Holding History (CIK: 0001566475)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 10,305 Value ($000) $499 Avg Close $47.87 Range $44.26 - $51.95

Q3 2025

Shares 7,598 Value ($000) $365 Avg Close $47.51 Range $43.06 - $50.72

Q2 2025

Shares 8,567 Value ($000) $390 Avg Close $41.69 Range $35.29 - $45.41

Q3 2024

Shares 5,804 Value ($000) $249 Avg Close $40.18 Range $34.60 - $43.94

Q1 2024

Shares 5,511 Value ($000) $208 Avg Close $38.17 Range $34.72 - $42.43

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	10,305	$499	$47.87	$44.26 - $51.95
Q3 2025	7,598	$365	$47.51	$43.06 - $50.72
Q2 2025	8,567	$390	$41.69	$35.29 - $45.41
Q3 2024	5,804	$249	$40.18	$34.60 - $43.94
Q1 2024	5,511	$208	$38.17	$34.72 - $42.43