CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 100 Value ($000) $4 Avg Close $28.25 Range $26.68 - $29.79

Q1 2019

Shares 100 Value ($000) $3 Avg Close $29.00 Range $25.45 - $31.52

Q4 2018

Shares 100 Value ($000) $3 Avg Close $29.64 Range $25.13 - $33.55

Q3 2018

Shares 100 Value ($000) $4 Avg Close $32.65 Range $31.20 - $33.98

Q2 2018

Shares 100 Value ($000) $4 Avg Close $32.03 Range $29.68 - $34.19

Q1 2018

Shares 100 Value ($000) $4 Avg Close $32.89 Range $30.15 - $34.99

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	100	$4	$28.25	$26.68 - $29.79
Q1 2019	100	$3	$29.00	$25.45 - $31.52
Q4 2018	100	$3	$29.64	$25.13 - $33.55
Q3 2018	100	$4	$32.65	$31.20 - $33.98
Q2 2018	100	$4	$32.03	$29.68 - $34.19
Q1 2018	100	$4	$32.89	$30.15 - $34.99