CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Checchi Capital Advisers, LLC's Holding History (CIK: 0001598186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016

Shares 588 Value ($000) $17 Avg Close $20.35 Range $18.76 - $22.85

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2016	588	$17	$20.35	$18.76 - $22.85