CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Toroso Investments, LLC's Holding History (CIK: 0001600064)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 6,263 Value ($000) $218 Avg Close $33.06 Range $29.03 - $36.18

Q2 2023

Shares 6,530 Value ($000) $0 Avg Close $29.09 Range $24.85 - $32.58

Q1 2023

Shares 7,020 Value ($000) $0 Avg Close $37.31 Range $30.01 - $41.37

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	6,263	$218	$33.06	$29.03 - $36.18
Q2 2023	6,530	$0	$29.09	$24.85 - $32.58
Q1 2023	7,020	$0	$37.31	$30.01 - $41.37