CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Stratos Wealth Partners, LTD.'s Holding History (CIK: 0001612865)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 225 Value ($000) $9 Avg Close $32.89 Range $30.15 - $34.99