CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Sowell Financial Services LLC's Holding History (CIK: 0001633697)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 162 Value ($000) $7 Avg Close $32.90 Range $26.57 - $38.75

Q4 2019

Shares 145 Value ($000) $6 Avg Close $29.62 Range $27.07 - $31.70

Q3 2019

Shares 129 Value ($000) $4 Avg Close $27.99 Range $25.52 - $30.20

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	162	$7	$32.90	$26.57 - $38.75
Q4 2019	145	$6	$29.62	$27.07 - $31.70
Q3 2019	129	$4	$27.99	$25.52 - $30.20