CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Proficio Capital Partners LLC's Holding History (CIK: 0001654175)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 747 Value ($000) $27 Avg Close $28.25 Range $26.68 - $29.79

Q1 2019

Shares 581 Value ($000) $20 Avg Close $29.00 Range $25.45 - $31.52

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	747	$27	$28.25	$26.68 - $29.79
Q1 2019	581	$20	$29.00	$25.45 - $31.52