CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 1,809 Value ($000) $88 Avg Close $47.87 Range $44.26 - $51.95
Q3 2025
Shares 701 Value ($000) $34 Avg Close $47.51 Range $43.06 - $50.72
Q4 2022
Shares 109 Value ($000) $0 Avg Close $39.03 Range $34.63 - $42.51
Q3 2022
Shares 195 Value ($000) $7 Avg Close $37.20 Range $33.70 - $40.60
Q2 2022
Shares 265 Value ($000) $9 Avg Close $36.19 Range $33.13 - $40.11
Q1 2022
Shares 180 Value ($000) $7 Avg Close $40.49 Range $37.05 - $42.89
Q4 2021
Shares 165 Value ($000) $7 Avg Close $37.61 Range $34.95 - $40.44
Q3 2021
Shares 164 Value ($000) $5 Avg Close $33.79 Range $30.68 - $37.22
Q2 2021
Shares 81 Value ($000) $3 Avg Close $35.41 Range $33.07 - $37.26
Q1 2021
Shares 241 Value ($000) $9 Avg Close $32.90 Range $26.57 - $38.75
Q4 2020
Shares 44 Value ($000) $1 Avg Close $23.03 Range $17.91 - $28.03
Q2 2019
Shares 418 Value ($000) $15 Avg Close $28.25 Range $26.68 - $29.79
Q1 2019
Shares 106 Value ($000) $4 Avg Close $29.00 Range $25.45 - $31.52