CATHAY GEN BANCORP

Ticker: CATY CUSIP: 149150104 Class: Common Stock

Founders Financial Alliance, LLC's Holding History (CIK: 0001832190)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 104 Value ($000) $2 Avg Close $20.42 Range $17.34 - $23.59

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	104	$2	$20.42	$17.34 - $23.59