CATHAY GEN BANCORP

CUSIP: 149150112 Class: *W EXP 12/05/201

Ionic Capital Management LLC's Holding History (CIK: 0001386462)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 354,406 Value ($000) $7,903 Avg Close — Range —
Q3 2017
Shares 359,406 Value ($000) $7,379 Avg Close — Range —
Q2 2017
Shares 360,601 Value ($000) $6,292 Avg Close — Range —
Q1 2017
Shares 388,687 Value ($000) $6,924 Avg Close — Range —
Q4 2016
Shares 388,687 Value ($000) $6,802 Avg Close — Range —
Q3 2016
Shares 398,687 Value ($000) $4,320 Avg Close — Range —
Q2 2016
Shares 398,687 Value ($000) $3,257 Avg Close — Range —
Q1 2016
Shares 402,087 Value ($000) $3,398 Avg Close — Range —
Q4 2015
Shares 392,087 Value ($000) $4,274 Avg Close — Range —
Q3 2015
Shares 392,087 Value ($000) $3,923 Avg Close — Range —
Q2 2015
Shares 393,087 Value ($000) $4,505 Avg Close — Range —
Q1 2015
Shares 448,044 Value ($000) $3,804 Avg Close — Range —
Q4 2014
Shares 454,641 Value ($000) $2,969 Avg Close — Range —
Q3 2014
Shares 500,000 Value ($000) $3,580 Avg Close — Range —
Q2 2014
Shares 500,000 Value ($000) $3,995 Avg Close — Range —
Q1 2014
Shares 500,000 Value ($000) $3,425 Avg Close — Range —
Q4 2013
Shares 500,000 Value ($000) $4,255 Avg Close — Range —