CATHAY GEN BANCORP

CUSIP: 149150112 Class: *W EXP 12/05/201

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 100 Value ($000) $1 Avg Close — Range —

Q3 2015

Shares 100 Value ($000) $1 Avg Close — Range —

Q2 2015

Shares 100 Value ($000) $1 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	100	$1	—	—
Q3 2015	100	$1	—	—
Q2 2015	100	$1	—	—