CATHAY FINANCIAL-144A GDR

Ticker: CHYYY CUSIP: 14915V106 Class: GDR (10

Fisher Asset Management, LLC's Holding History (CIK: 0000850529)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 169,211 Value ($000) $2,350 Avg Close — Range —
Q1 2019
Shares 169,211 Value ($000) $2,465 Avg Close — Range —
Q4 2018
Shares 218,678 Value ($000) $3,360 Avg Close — Range —
Q3 2018
Shares 353,877 Value ($000) $6,098 Avg Close — Range —
Q2 2018
Shares 798,340 Value ($000) $14,092 Avg Close — Range —
Q1 2018
Shares 652,104 Value ($000) $11,601 Avg Close — Range —
Q4 2017
Shares 652,104 Value ($000) $11,724 Avg Close — Range —
Q3 2017
Shares 652,104 Value ($000) $10,350 Avg Close — Range —
Q2 2017
Shares 650,021 Value ($000) $10,721 Avg Close — Range —
Q1 2017
Shares 650,021 Value ($000) $10,423 Avg Close — Range —
Q4 2016
Shares 689,256 Value ($000) $10,237 Avg Close — Range —
Q3 2016
Shares 689,256 Value ($000) $8,834 Avg Close — Range —
Q2 2016
Shares 689,256 Value ($000) $7,302 Avg Close — Range —
Q1 2016
Shares 50,940 Value ($000) $577 Avg Close — Range —
Q4 2015
Shares 49,240 Value ($000) $693 Avg Close — Range —
Q3 2015
Shares 47,565 Value ($000) $648 Avg Close — Range —
Q2 2015
Shares 55,285 Value ($000) $937 Avg Close — Range —
Q1 2015
Shares 44,485 Value ($000) $712 Avg Close — Range —
Q4 2014
Shares 36,015 Value ($000) $535 Avg Close — Range —
Q3 2014
Shares 36,015 Value ($000) $587 Avg Close — Range —
Q2 2014
Shares 34,300 Value ($000) $536 Avg Close — Range —
Q1 2014
Shares 34,300 Value ($000) $500 Avg Close — Range —