CAUSEWAY CAP MGMT

Ticker: CGVIX CUSIP: 14949P307 Class: GOBL VAL INSTL

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 476,648 Value ($000) $4,795 Avg Close — Range —
Q4 2015
Shares 492,481 Value ($000) $5,092 Avg Close — Range —
Q3 2015
Shares 489,858 Value ($000) $4,903 Avg Close — Range —
Q2 2015
Shares 53,896 Value ($000) $610 Avg Close — Range —
Q1 2015
Shares 55,512 Value ($000) $632 Avg Close — Range —
Q4 2014
Shares 228,475 Value ($000) $2,591 Avg Close — Range —
Q3 2014
Shares 252,768 Value ($000) $3,167 Avg Close — Range —
Q2 2014
Shares 104,790 Value ($000) $1,318 Avg Close — Range —