CEL SCI CORP

CUSIP: 150837177 Class: *W EXP 10/11/201

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 31,494 Value ($000) $0 Avg Close — Range —
Q3 2017
Shares 68,433 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 700 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 3,524 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 3,142 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 3,221 Value ($000) $1 Avg Close — Range —
Q2 2015
Shares 40,071 Value ($000) $8 Avg Close — Range —
Q1 2015
Shares 3,840 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 6,222 Value ($000) $1 Avg Close — Range —