CENTERPOINT ENERGY INC

CUSIP: 15189T503 Class: CONVERTIBLE PREFERRED STOCK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 10,320 Value ($000) $367 Avg Close — Range —
Q1 2020
Shares 9,320 Value ($000) $268 Avg Close — Range —
Q4 2019
Shares 8,895 Value ($000) $434 Avg Close — Range —