CERECOR INC

CUSIP: 15671L117 Class: *W EXP 10/20/201

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,994 Value ($000) $5 Avg Close — Range —
Q1 2016
Shares 4,746 Value ($000) $5 Avg Close — Range —
Q4 2015
Shares 7,000 Value ($000) $9 Avg Close — Range —