CERULEAN PHARMA INC

CUSIP: 15708Q105 Class: COMMON

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 50,421 Value ($000) $213,000 Avg Close — Range —
Q2 2014
Shares 109,650 Value ($000) $636,000 Avg Close — Range —