CERULEAN PHARMA INC

CUSIP: 15708Q105 Class: COMMON

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 1,890 Value ($000) $1 Avg Close — Range —
Q4 2016
Shares 443 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 1,643 Value ($000) $1 Avg Close — Range —