CERULEAN PHARMA INC

CUSIP: 15708Q105 Class: COMMON

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 27,652 Value ($000) $12 Avg Close — Range —
Q1 2017
Shares 5,104 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 6,932 Value ($000) $5 Avg Close — Range —
Q3 2016
Shares 2,287 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 2,763 Value ($000) $6 Avg Close — Range —
Q1 2016
Shares 111 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 6,380 Value ($000) $18 Avg Close — Range —
Q1 2015
Shares 905 Value ($000) $8 Avg Close — Range —
Q2 2014
Shares 1,714 Value ($000) $10 Avg Close — Range —