CERULEAN PHARMA INC

CUSIP: 15708Q105 Class: COMMON

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 31,179 Value ($000) $14 Avg Close — Range —
Q1 2017
Shares 21,295 Value ($000) $17 Avg Close — Range —
Q4 2016
Shares 9,763 Value ($000) $7 Avg Close — Range —
Q3 2016
Shares 4,989 Value ($000) $5 Avg Close — Range —
Q2 2016
Shares 5,887 Value ($000) $12 Avg Close — Range —
Q1 2016
Shares 6,914 Value ($000) $18 Avg Close — Range —
Q4 2015
Shares 3,817 Value ($000) $11 Avg Close — Range —
Q3 2015
Shares 3,817 Value ($000) $14 Avg Close — Range —
Q2 2015
Shares 3,817 Value ($000) $18 Avg Close — Range —
Q1 2015
Shares 5,212 Value ($000) $47 Avg Close — Range —
Q4 2014
Shares 2,067 Value ($000) $13 Avg Close — Range —