CHARDAN NEXTECH ACQUISITION

CUSIP: 159561109 Class: CMN

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 180,483 Value ($000) $1,826,000 Avg Close — Range —
Q4 2021
Shares 180,520 Value ($000) $1,798,000 Avg Close — Range —
Q3 2021
Shares 175,685 Value ($000) $1,746,000 Avg Close — Range —