CHARDAN NEXTECH ACQUISITION

CUSIP: 159561117 Class: *W EXP 07/29/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 711,951 Value ($000) $171 Avg Close — Range —
Q1 2022
Shares 714,251 Value ($000) $214 Avg Close — Range —
Q4 2021
Shares 714,251 Value ($000) $439 Avg Close — Range —
Q3 2021
Shares 243,750 Value ($000) $120 Avg Close — Range —