CHARDAN HEALTHCARE ACQUISITI

CUSIP: 15957A108 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 385,446 Value ($000) $3,912 Avg Close — Range —
Q2 2019
Shares 49,301 Value ($000) $461 Avg Close — Range —